Full Time Opportunity General Description Develop, implement and ensure compliance with corporate policies and procedures and follow-up programs for compliance with federal and state laws applicable to the financial services industry, mainly insurance and investments. Develop or revise policies, procedures, forms or other for the purpose of updating or implementing any amendment to laws, regulations or rules. Coordinate and direct audits, reviews and reviews in the operational and financial areas of Popular Inc., its affiliates and subsidiaries, to ensure that they comply with established standards and procedures. Execute financial indicator (ratios) tests to quantify and check compliance with applicable requirements for a particular unit / process. Identify and provide recommendations in those areas that are identified as opportunities to strengthen the design and effectiveness of internal processes and controls. Essential Duties and Responsibilities Analytical capacity to evaluate financial information and internal control systems. This includes but is not limited to: analysis of financial ratios, securities transactions, among others. Knowledge of federal and state financial market laws, securities industry, insurance, trusts, investment companies and / or related activities and their applicability to banking procedures, Commissioner of Financial Institutions of Puerto Rico and Commissioner of Insurance, between Other, preferable. Knowledge of insurance products and / or investment, preferable. Knowledge in the management of a Compliance Program. Ability to collect and analyze information related to compliance with the requirements of the statutory laws in the operational procedures of the units that offer financial and insurance services. Initiative and judgment for problem solving and decision making. Proficiency in oral and written communication in both English and Spanish. Fluent in both English and Spanish. I am fluent in both English and Spanish. Ensure compliance in situations where conflicts of interest arise and take the necessary measures for an effective solution. Excellent skills to promote teamwork and facilitate change Ability to work under pressure. Excellent organizational skills for setting priorities, working with multiple tasks simultaneously, and meeting deadlines. Excellent interpersonal skills to maintain effective working relationships with peers, internal clients, management, auditors and external examiners. Education Bachelor's Degree in Business Administration or Finance Experience At least three to five years related experience in compliance, preferably in banking industry. Competencies Accountability Analytical Discipline Business Excellence Change Agent Character Collaboration & Teamwork Customer Centric Self Development SDL2017
