Compliance Coordinator

Seasonal - Full Time Opportunity

General Description

Performs routine monitoring of transactions to assure compliance with laws, regulations, and corporate guidelines and procedures. Conduct Analysis between clients profiles, tendencies of transactions and accounts changes. Data management in DCI/Assist system.

Essential Duties and Responsibilities

Coordinate, complete, and compile of regulatory submission and/or examination preparation.

Reviews and analyzes consumer monthly transactions for compliance. Verifies and evaluates completeness and compliance of data against systems and documents.

Complete quality control functions, such as the review of commercial and consumer transactional accounts and the quality check of (both technical and manual) processes and procedures.

Analyzes customer transactions to validate that are aligned to their profiles. These include identifying patterns, behaviors of transactions, among others.

Serve as liaison between the various departments and consultants during Compliance reviews.

Maintains proficient knowledge of applicable compliance statutes, regulations and interpretations

Provide support to other Compliance projects and initiatives

Education

Completed Bachelor's Degree from an accredited University.

Experience

One year of experience in high regulatory environment, established processes and experience working with AML/BSA programs.

Competencies

Business Excellence
Accountability
Analytical Discipline
Change Agent
Character
Collaboration & Teamwork
Customer Centric
Self Development
Additional Information

The information provided here is only a general guide as to the nature of the position and does not constitute an exact description of the goals, tasks, duties and responsibilities of the position. The specific details of each position are described in the employee’s performance evaluation.

Popular Inc., is an Equal Opportunity Employer

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